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DR

Dara Rosen Cohen

SILVER LAKE ADVISORY
Salt Lake City, UT
Some features on this profile are disabled
CRD#: 6904400
DR

Professional summary

Dara Rosen Cohen is a registered financial advisor currently at SILVER LAKE ADVISORY, LLC located in Salt Lake City, Utah.

Dara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dara has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Proprietor of DR Cohen Law, LLC, 1354 South 600 East, Salt Lake City, UT 84105. Full time legal practice focused on estate planning and probate, starting 10/2014.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dara Rosen Cohen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 13, 2018 - Present

SILVER LAKE ADVISORY, LLC

RIA
CRD#: 107625
Salt Lake City, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SL
SILVER LAKE ADVISORY, LLC
COHEN RONNA SUE | SILVER LAKE ADVISORY, LLC | SILVER LAKE ADVISORY | RONNA COHEN

CRD#: 107625 / SEC#: 801-41655

RIA
Registered Investment Advisory firm - (6/4/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(2/13/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/10/2017
Uniform Investment Adviser Law Examination

Current Firm

SL
SILVER LAKE ADVISORY, LLC
COHEN RONNA SUE | SILVER LAKE ADVISORY, LLC | SILVER LAKE ADVISORY | RONNA COHEN

CRD#: 107625 / SEC#: 801-41655

RIA
Registered Investment Advisory firm - (6/4/1992 Approved)
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Contact information

Main Address
Cottonwood Heights, UT
Mailing Address
Phone number
(801) 733-9470
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (10 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SILVER LAKE ADVISORY BROCHURE (1/8/2025)

Regulatory assets under management

Total Number of Accounts496
AUM (Assets Under Management)$ 320,486,265

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SILVER LAKE ADVISORY, LLC

CRD#: 107625Salt Lake City, UT

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