Clinton B. Warner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clinton Brandt Warner, CFP® was a registered financial professional .
Clinton is a previously registered financial professional and started their career in finance in 2018. Clinton had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2021
Experience
April 16, 2021 - April 12, 2024
PRUDENT STREET FINANCIAL ADVISORS, LLC
March 18, 2021 - August 10, 2021
TRIAD ADVISORS LLC
April 30, 2018 - March 22, 2021
BANKERS LIFE ADVISORY SERVICES, INC.
February 19, 2018 - March 22, 2021
BANKERS LIFE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENT STREET FINANCIAL ADVISORS, LLC
CRD#: 160436 / SEC#: 801-74401
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 458 |
| AUM (Assets Under Management) | $ 302,688,813 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
