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PA

Paras N. Amlani

PANMURE LIBERUM
London, EC2Y 9LY
Some features on this profile are disabled
CRD#: 6904216
PA

Professional summary


Paras Nitin Amlani, who also goes by Paras Amlani, is a registered financial professional currently at PANMURE LIBERUM INC .

Paras is registered as a RR (Registered Representative) and started their career in finance in 2018. Paras has worked at 2 firms and has passed the Series 63, SIE and Series 17 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Paras Amlani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Paras Nitin Amlani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 31, 2023 - Present

PANMURE LIBERUM INC

Office #1: Ropemaker Place, Level 12 25 Ropemaker Street, London, EC2Y 9LY
BD
CRD#: 148135
London,
Past

March 12, 2018 - January 9, 2023

PEEL HUNT INC.

BD
CRD#: 157321
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/31/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/1/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 17
Date: 3/12/2018
Limited Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm


PL
PANMURE LIBERUM INC
LIBERUM | PANMURE LIBERUM INC | LIBERUM CAPITAL INC

CRD#: 148135 / SEC#: , 8-67976

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Mailing Address
575 Fifth Avenue 20th Floor, New York, NY 10017
Phone number
(212) 596-4800
Established
New York since 02/20/2008
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PANMURE LIBERUM CAPITAL LIMITEDSOLE OWNER
PLANT, JULIAN HUGH BENEDICTCHIEF EXECUTIVE OFFICER1848356
RICCI, RICHARD THOMASDIRECTOR2575976
VIGLIAROLO, JOSEPH CHARLESFINOP, CFO, PFO, TREASURER4880434
WAGNER, ALAN PHILIPPRINCIPAL OPERATIONS OFFICER3095126
WAGNER, ALAN PHILIPRESEARCH PRINCIPAL3095126
WAGNER, ALAN PHILIPOPERATIONS MANAGER & CHIEF COMPLIANCE OFFICER3095126

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PANMURE LIBERUM INC

CRD#: 148135London, EC2Y 9LY

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