IB
Isaac D. Bumgardner
CETERA INVESTMENT ADVISERS LLC
BISMARCK, ND 58503
Some features on this profile are disabled
CRD#: 6904184
IB
Professional summary
Isaac Douglas Bumgardner, who also goes by Isaac D Bumgardner, Isaac Bumgardner, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bismarck, North Dakota and CETERA WEALTH SERVICES, LLC located in Spring Lake Park, Minnesota.
Isaac is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Isaac has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isaac D Bumgardner | Isaac Bumgardner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HK WEALTH MANAGEMENT, LLC POSITION: Director of Wealth Management NATURE: HK Wealth Management operates on the financial services side. It offers all products available through their broker dealer. HK Wealth Management is the sister company of Haga Kommer Ltd. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/31/2022 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: I act as the Director of Wealth Management at HK Wealth Management, LLC. I help lead, develop, and manage our wealth management team and assets. 2) HAGA KOMMER, LTD. POSITION: Director of Wealth Management NATURE: Haga Kommer, Ltd. acts as a sister company to HK Wealth Management (who I am employed by). Haga Kommer, Ltd. handles the pay of my salary. Haga Kommer, Ltd. also deal with the tax/CPA side of Haga Kommer. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/31/2022 ADDRESS: 5195 45th St S, Fargo ND 58104, United States DESCRIPTION: I will have no duties to Haga Kommer, Ltd. my duties through HK Wealth Management LLC are billed to Haga Kommer, Ltd. 3) HARVEST VALLEY CHURCH POSITION: Director NATURE: Meet with church leadership to discuss church plans. This could entail future building plans, salaries for pastor and staff, church events, review church financials. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2025 ADDRESS: 6350 76th Ave S, Horace ND 58047, United States DESCRIPTION: Meet with church leadership to discuss church plans. This could entail future building plans, salaries for pastor and staff, church events, review church financials. 4) NAME OF OTHER BUSINESS: HAGA KOMMER CERTIFIED PUBLIC ACCOUNTANTS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: DIRECTOR OF WEALTH MANAGEMENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MANAGEMENT OF LICENSED CPA'S THAT WILL BE ADVISORS WITH CETERA;
CRS (Client Relationship Summary) - RIA
Click below to view Isaac Douglas Bumgardner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 840 43rd Ave Ne Suite 100, Bismarck, ND 58503Office #2: 1116 Hwy 59 S, Detroit Lakes, MN 56550Office #3: 8338 Hwy 65 Ne Suite A, Spring Lake Park, MN 55432Office #4: 204 E Main Street, Madan, ND 58554Office #5: 216 Park Ave S, St Cloud, MN 56301Office #6: 160 3rd Ave Sw, Perham, MN 56573RIA
CRD#: 105644
BISMARCK, ND
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8338 Hwy 65 Ne Suite A, Spring Lake Park, MN 55432Office #2: 5195 45th Street South, Fargo, ND 58104Office #3: 840 43rd Ave Ne Suite 100, Bismarck, ND 58503Office #4: 1116 Hwy 59 South, Detroit Lakes, MN 56501Office #5: 204 E Main Street, Mandan, ND 58554Office #6: 160 3rd Ave Sw, Perham, MN 56573Office #7: 216 Park Ave. S, St. Cloud, MN 56301BD
CRD#: 13572
Spring Lake Park, MN
Past
April 6, 2022 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FARGO, ND
Past
February 7, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DETROIT LAKES, MN
Past
March 11, 2021 - January 28, 2022
OSAIC INSTITUTIONS, INC.
BD
CRD#: 35371
Fargo, ND
Past
June 19, 2020 - August 19, 2020
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
May 14, 2018 - June 18, 2019
MWA FINANCIAL SERVICES INC.
BD
CRD#: 112630
Fargo, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/18/2025)
RR
Florida(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Minnesota(9/5/2025)
IAR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
North Dakota(9/5/2025)
IAR
North Dakota(9/5/2025)
RR
Ohio(9/19/2025)
RR
South Dakota(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Wisconsin(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
