Derek C. Slaymaker
Professional summary
Derek Carl James Slaymaker, who also goes by Derek Slaymaker, is a registered financial advisor currently at &PARTNERS located in Wichita, Kansas.
Derek is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Derek has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Derek Carl James Slaymaker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Derek Carl James Slaymaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2025 - Present
&PARTNERS
Office #1: 8301 East 21st Street Suite 320, Wichita, KS 67206March 21, 2025 - Present
&PARTNERS
Office #1: 8301 East 21st Street Suite 320, Wichita, KS 67206October 14, 2022 - March 26, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 14, 2022 - March 26, 2025
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 19, 2021 - October 14, 2022
WELLS FARGO CLEARING SERVICES, LLC
December 24, 2020 - October 14, 2022
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 12/24/2020
General Securities Representative ExaminationFINRA
Current Firm
&PARTNERS
CRD#: 3767 / SEC#: 801-37145, 8-3774
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPERSAND PARTNERS, LLC | OWNER | |
| ALEXANDER, JOHN W | CO-PRESIDENT | 2327561 |
| COOPER, CHYRLAN ELIZABETH | COO | 4160240 |
| IDOL, KALEY PORTER | CHIEF COMPLIANCE OFFICER | 6950052 |
| KOWACH, DAVID JOHN | CEO | 2154665 |
| NELSON, RICHARD SCOTT | CFO | 5014790 |
| SCHALLER, MICHAEL CHRISTOPHER | CONTROLLER/FINOP | 5899085 |
| STEVENS, ALYSON MENCIO | CHIEF COMPLIANCE OFFICER - ADVISORY BUSINESS | 5451096 |
| WILEY III, DAVID WARREN III | CO-PRESIDENT | 720094 |
Regulatory assets under management
| Total Number of Accounts | 32,200 |
| AUM (Assets Under Management) | $ 14,146,591,395 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/29/2025 | ||
| 12/29/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
&PARTNERS
CRD#: 3767Wichita, KS 67206TRUST BUT VERIFY
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