James W. Varley
Professional summary
James William Varley Jr, who also goes by James William Varley, James Varley Jr, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. James has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James William Varley Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2023 - Present
PINE VALLEY INVESTMENTS
Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053April 29, 2021 - July 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 2021 - July 5, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2019 - February 12, 2020
EDWARD JONES
March 30, 2019 - February 12, 2020
EDWARD JONES
Primary Firm SEC Registration
PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/4/2023)
Exams
Series 7TO
Date: 3/30/2019
General Securities Representative ExaminationCurrent Firm
PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,152 |
| AUM (Assets Under Management) | $ 2,183,420,313 |
Red Flags
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