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Vasile Ceban

303 SECURITIES, LP
CHICAGO, IL
·CRD# 6902974·8 years experience

Professional Summary

Vasile Ceban, who also goes by Vasile Nmn Ceban, is a registered financial advisor currently at 303 SECURITIES, LP located in Chicago, Illinois. Vasile is registered as a RR (Registered Representative) and started their career in finance in 2018. Vasile has worked at 1 firm and has passed the Series 7TO, SIE, Series 24 and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vasile Nmn Ceban

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

303 SECURITIES, LP·CRD# 288569
BD
401 W. Superior Street, Chicago, IL 60654
May 14, 2018 - Present

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Current Firm

3S
303 SECURITIES, LP

303 SECURITIES, LLC | ARB SECURITIES | 303 SECURITIES, LP

CRD#: 288569 / SEC#: 8-69952
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

401 W. Superior Street, Chicago, IL 60654

Mailing Address

401 W. Superior Street, Chicago, IL 60654

Phone Number

(312) 605-8012

Established

Delaware since 03/02/2017

Firm Type

Other Types of Legal Formation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ARB TRADING GROUP LPSHAREHOLDER—
ARB GP, LLCGENERAL PARTNER—
BARCLAY, JAMES MPRINCIPAL & CRO4131615
CEBAN, VASILE NMNFINOP, PFO & POO6902974
THOMPSON, STANLEY JOHN IIIMANAGING PRINCIPAL & CEO/CCO2455853

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2019About the SIE exam

Series 24 — General Securities Principal Examination

Passed Aug 2024About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2018About the Series 27 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Vasile Ceban's CRS (Customer Relationship Summary).

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