Jacob E. Erwin
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
WASHINGTON, MO 63090
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CRD#: 6902266
Professional summary
Jacob Edward Erwin, who also goes by Jake Edward Erwin, Jake Erwin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Washington, Missouri and CETERA INVESTMENT SERVICES LLC located in Washington, Missouri.
Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Jacob has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What are your service offerings?
Retirement Plan Distribution
Retirement Planning Strategies
Retirement Income Strategies
Are you a "fiduciary"?
Yes
Aliases
Jake Edward Erwin | Jake Erwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) COMMUNITY SERVICE FOR FRANKLIN COUNTY UNITED WAY, 3/HRS/WK. 2.) TREASURER FOR WASHINGTON MO JAYCEES, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING PRIVILEGES IN DUAL CAPACITY, 3/HRS/WK . 3.) OCCASSIONAL ASSISTANCE TO BANK CUSTOMERS AT BANK OF FRANKLIN COUNTY, NEW ACCOUNT OPENING, DEPOSIT ACCOUNTS. 4.) SALE OF FIXED INSURANCE THROUGH JBC COMPANIES 5.) SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH MISSOURI VALLEY INSURANCE AGENCY;
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Edward Erwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 900 East Eighth Street, Washington, MO 63090RIA
CRD#: 105644
WASHINGTON, MO
Current
July 8, 2025 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 900 East Eighth Street, Washington, MO 63090BD
CRD#: 15340
WASHINGTON, MO
Past
November 23, 2021 - July 10, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Washington, MO
Past
November 23, 2021 - July 10, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Washington, MO
Past
February 21, 2020 - September 2, 2020
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(7/8/2025)
RR
Missouri(7/8/2025)
IAR
Missouri(7/8/2025)
RR
North Carolina(7/8/2025)
RR
Texas(7/8/2025)
IAR
Texas(7/8/2025)
RR
Virginia(7/8/2025)
RR
Wyoming(7/8/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Washington, MO 63090TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
