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JG

Julia N. George

ICAPITAL MARKETS
NEW YORK, NY 10165
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CRD#: 6900031
JG
Julia Nicole GeorgeICAPITAL MARKETS

Professional summary


Julia Nicole George, who also goes by Julia N George, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.

Julia is registered as a RR (Registered Representative) and started their career in finance in 2018. Julia has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases


Julia N George

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Julia Nicole George's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 30, 2023 - Present

ICAPITAL MARKETS LLC

Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165
BD
CRD#: 118219
NEW YORK, NY
Past

October 19, 2021 - November 30, 2023

ICAPITAL SECURITIES, LLC

BD
CRD#: 171061
NEW YORK, NY
Past

June 24, 2020 - August 24, 2021

MORGAN STANLEY

RIA
CRD#: 149777
Seattle, WA
Past

June 24, 2020 - August 24, 2021

MORGAN STANLEY

BD
CRD#: 149777
Seattle, WA
Past

May 6, 2019 - May 29, 2020

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
Seattle, WA
Past

October 1, 2018 - May 29, 2020

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
Seattle, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/30/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 5/3/2019
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


IM
ICAPITAL MARKETS LLC
AXIO FINANCIAL LLC | SCURA, RISE & PARTNERS SECURITIES, LLC | SCURA PARTNERS SECURITIES LLC | SCURA PALEY SECURITIES LLC | ICAPITAL MARKETS LLC

CRD#: 118219 / SEC#: , 8-53640

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
60 East 42nd Street 26th Floor, New York, NY 10165
Mailing Address
60 East 42nd Street 26th Floor, New York, NY 10165
Phone number
(646) 520-2020
Established
Delaware since 08/13/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
ICAPITAL MARKETS HOLDING LLCPARENT
GEORGE, THOMAS KEITHFINOP5378303
HOUSTON, STEPHEN HENRYHEAD OF BROKER DEALER1988668
MORGAN, COURTNEYCHIEF COMPLIANCE OFFICER6384535

Red Flags


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Company Information


ICAPITAL MARKETS LLC

CRD#: 118219New York, NY 10165

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