Julia N. George
Professional summary
Julia Nicole George, who also goes by Julia N George, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Julia is registered as a RR (Registered Representative) and started their career in finance in 2018. Julia has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julia Nicole George's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165October 19, 2021 - November 30, 2023
ICAPITAL SECURITIES, LLC
June 24, 2020 - August 24, 2021
MORGAN STANLEY
June 24, 2020 - August 24, 2021
MORGAN STANLEY
May 6, 2019 - May 29, 2020
ROBERT W. BAIRD & CO. INCORPORATED
October 1, 2018 - May 29, 2020
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/30/2023)
Exams
FINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
