Austin A. Taghvai-najib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Ali Taghvai-najib, who also goes by Austin Ali Taghvai Najib, was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 2018. Austin had worked at 1 firm and has passed the Series 63, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2018 - October 2, 2018
KEY WEST INVESTMENTS, LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 1/13/2018
Corporate Securities Limited Representative ExaminationCurrent Firm
KEY WEST INVESTMENTS, LLC
CRD#: 149418 / SEC#: , 8-68166
Contact information
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
