James P. Karamourtopoulos
NEW ENGLAND PRIVATE WEALTH ADVISORS
Wellesley, MA 02481-1922
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CRD#: 6899394
Professional summary
James Paul Karamourtopoulos, CFP®, who also goes by James Karamourtopoulos, is a registered financial advisor currently at NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC located in Wellesley, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. James has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
My name is Jay Karamourtopoulos. I am a CFP®, MBA and founder of Hereford Financial, a fee-only financial planning and investment management firm located in Boston but serving clients across the country virtually. I help my clients by educating them about all of the areas of financial planning and empower them by putting them in control of their finances.
I’ve worked in the financial services industry for over 10 years. After spending time at large and mid-sized asset management firms in Boston, I worked for a team of financial planners helping to construct plans for their clients. I have also worked for two early stage FinTech companies.I have a bachelors degree from the University of Massachusetts Amherst, as well as an MBA from Boston University.
Working with me will bring you the comfort of knowing that you are in control of your finances and making smart decisions with your money, allowing you to spend your well-deserved time away from the office or in retirement doing more of the things you love.
Outside of the office you can find me running along the Charles River, attending a Boston team sporting event or trying out a new restaurant.
Question & Answer
What are your service offerings?
Tax Planning
Insurance Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Debt Management
Do you have an area of expertise or specialization?
Baby Boomers
Cash Flow/Budgets/Credit Issue...
Corporate Executives
Fixed Fee (Subscription, Retai...
Investment Advice with Ongoing...
Millennials
Are you a "fiduciary"?
Yes
Aliases
James Karamourtopoulos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Apple Tech Specialist, Duties - helping customers select the Apple products to be suited for them, spends approximately 40-60 hours per month, no hours during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view James Paul Karamourtopoulos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
January 24, 2024 - Present
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
Office #1: 36 Washington Street, Suite 280, Wellesley, MA 02481-1922RIA
CRD#: 133790
Wellesley, MA
Past
December 7, 2022 - December 6, 2023
FOREFRONT
RIA
CRD#: 308521
AUSTIN, TX
Past
June 24, 2021 - December 12, 2022
HEREFORD FINANCIAL
RIA
CRD#: 312234
BOSTON, MA
Past
January 13, 2021 - April 19, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEEDHAM HEIGHTS, MA
Past
March 16, 2018 - January 2, 2020
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
CRD#: 133790 / SEC#: 801-63830
RIA
Registered Investment Advisory firm - (1/27/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
NE
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
CRD#: 133790 / SEC#: 801-63830
RIA
Registered Investment Advisory firm - (1/27/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
36 Washington Street, Suite 280, Wellesley, MA 02481-1922
Mailing Address
Phone number
(781) 416-1700
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,761 |
| AUM (Assets Under Management) | $ 2,999,207,083 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2024 | ||
| 10/12/2023 | ||
| 01/05/2023 |
Red Flags
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Company Information
NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC
CRD#: 133790Wellesley, MA 02481-1922TRUST BUT VERIFY
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Contact information
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