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EB

Ervis Benga

CANTOR FITZGERALD & CO.
Jacksonville, FL 32256
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CRD#: 6899338
EB

Professional summary


Ervis Benga is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jacksonville, Florida and NEWMARK SECURITIES, LLC located in New York, New York.

Ervis is registered as a RR (Registered Representative) and started their career in finance in 2018. Ervis has worked at 8 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Ervis Benga's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 28, 2022 - Present

CANTOR FITZGERALD & CO.

Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256
BD
CRD#: 134
Jacksonville, FL
Current

December 13, 2022 - Present

NEWMARK SECURITIES, LLC

Office #1: 125 Park Avenue, New York, NY 10017
BD
CRD#: 309193
New York, NY
Current

December 13, 2022 - Present

CF SECURED, LLC

Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256
BD
CRD#: 285841
Jacksonville, FL
Current

December 13, 2022 - Present

GFI SECURITIES LLC

Office #1: 55 Water Street 10th Floor, New York, NY 10041
BD
CRD#: 19982
New York, NY
Current

December 13, 2022 - Present

BGC FINANCIAL, L.P.

Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256
BD
CRD#: 19801
Jacksonville, FL
Current

December 13, 2022 - Present

MINT BROKERS

Office #1: 55 Water Street 10th Floor, New York, NY 10038
BD
CRD#: 13681
New York, NY
Current

December 21, 2022 - Present

FMX EXECUTION, LLC

Office #1: 55 Water Street, New York, NY 10041
BD
CRD#: 154075
New York, NY
Past

April 30, 2018 - December 5, 2022

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
JACKSONVILLE, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 4/30/2018
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


FE
FMX EXECUTION, LLC
FENICS EXECUTION, LLC | MODENA SECURITIES LLC | KYTE SECURITIES LLC | FMX EXECUTION, LLC

CRD#: 154075 / SEC#: , 8-68606

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
55 Water Street, New York, NY 10041
Mailing Address
55 Water Street, New York, NY 10041
Phone number
(212) 968-4122
Established
New York since 04/20/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FENICS MARKETS XCHANGE, LLCSOLE MEMBER
ANZALONE, THOMAS JOSEPHCHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER1161513
HAUF, JASON WILLIAMSCHIEF FINANCIAL OFFICER4163331
RINALDO, MARK JCHIEF OPERATING OFFICER4824739
SCOTTO, LOUIS JAMESCHIEF EXECUTIVE OFFICER1483052
SULFARO, MICHAEL CARLCHIEF COMPLIANCE OFFICER2483562

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FMX EXECUTION, LLC

CRD#: 154075Jacksonville, FL 32256

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