Yelena L. Vayner
Professional summary
Yelena Leah Vayner is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Los Angeles, California.
Yelena is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Yelena has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Yelena Leah Vayner's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2021 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: 333 South Hope Street, Los Angeles, CA 90071Office #2: 11100 Santa Monica Blvd. 16th Floor, Los Angeles, CA, 90025April 19, 2021 - July 1, 2021
CAPITAL BANK AND TRUST COMPANY
May 7, 2018 - February 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
March 16, 2018 - February 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/1/2021)
(7/15/2021)
(7/1/2021)
(7/1/2021)
(7/1/2021)
(7/1/2021)
Exams
Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
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