Keith A. Glaspie
Professional summary
Keith A. Glaspie JR., who also goes by Keith A Glaspie, Keith Alln Glaspie, Keith Alln Glaspie Jr, Keith Alln Glaspie, Keith Glaspie, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2018. Keith has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith A. Glaspie JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
August 19, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Destiny Way, Westlake, TX 76262March 7, 2024 - December 18, 2024
WELLS FARGO CLEARING SERVICES, LLC
March 7, 2024 - December 18, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 8, 2022 - February 29, 2024
EDWARD JONES
March 23, 2021 - August 10, 2022
WELLS FARGO CLEARING SERVICES, LLC
May 6, 2019 - January 8, 2021
WELLS FARGO CLEARING SERVICES, LLC
June 28, 2018 - October 8, 2018
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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