JL
Jacob J. Lott
MARKET SECURITIES
NEW YORK, NY 10004
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CRD#: 6897857
JL
Professional summary
Jacob James Lott is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York.
Jacob is registered as a RR (Registered Representative) and started their career in finance in 2020. Jacob has worked at 1 firm and has passed the Series 27 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jacob James Lott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2020 - Present
MARKET SECURITIES, LLC
Office #1: 75 Broad Street 7th Floor, New York, NY 10004BD
CRD#: 283701
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MS
MARKET SECURITIES, LLC
MARKET SECURITIES, LLC
CRD#: 283701 / SEC#: , 8-69765
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
75 Broad Street 7th Floor, New York, NY 10004
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
+1 (636) 675-3746
Established
Delaware since 03/08/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
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