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HC

Henry C. Combest

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CRD#: 6897497
HC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Chandler Combest was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 2018. Henry had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 52 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 2, 2018 - June 21, 2021

THE FRAZER LANIER COMPANY, INCORPORATED

BD
CRD#: 7089
MONTGOMERY, AL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/21/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


TF
THE FRAZER LANIER COMPANY, INCORPORATED
THE FRAZER LANIER COMPANY, INCORPORATED

CRD#: 7089 / SEC#: , 8-20267

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information


Main Address
300 Water Street, Montgomery, AL 36103
Mailing Address
P.o. Box 5190, Montgomery, AL 36103
Phone number
(334) 265-8483
Established
Delaware since 01/01/1976
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
MAZYCK, JOHN BARNWELLEXECUTIVE VICE PRESIDENT3134892
GRUBBS, ROBERT JASONEXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER2641780
YOUNG, ROBERT HOUSTON JRCEO/PRESIDENT475334
WALDROP, SUSAN SHEPHERDCFO/SECRETARY/TREASURER4104169

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


THE FRAZER LANIER COMPANY, INCORPORATED

CRD#: 7089

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