David Tassone
AVISE FINANCIAL
Los Angeles, CA 90028
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CRD#: 6897162
Professional summary
David Tassone, CFP® is a registered financial advisor currently at AVISE FINANCIAL located in Los Angeles, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. David has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT WITH COGENT INSURANCE SOLUTIONS, FIXED INSURANCE SALES; 713 CAMPUS SQUARE WEST, EL SEGUNDO, CA, USA, 90245; INSURANCE AGENCY/AGENT/WHOLE LIFE, TERM LIFE, LTC.; INVESTMENT RELATED, 10 HOURS PER MONTH, 0.5 HOURS PER DAY DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view David Tassone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 2, 2024 - Present
AVISE FINANCIAL
Office #1: 7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028RIA
CRD#: 328790
Los Angeles, CA
Past
January 17, 2018 - January 4, 2024
KAYE CAPITAL MANAGEMENT
RIA
CRD#: 109329
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AVISE FINANCIAL
AVISE FINANCIAL | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.
CRD#: 328790 / SEC#: 801-131992
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)California
Registered Investment Advisory firm - (4/5/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/2/2024)
IAR
Oregon(10/7/2024)
Current Firm
AF
AVISE FINANCIAL
AVISE FINANCIAL | SOLIDI WEALTH ADVISORS | PRIMEROS FINANCIAL | EQUALIS FINANCIAL | AVISE FINANCIAL COOPERATIVE, INC.
CRD#: 328790 / SEC#: 801-131992
RIA
Registered Investment Advisory firm - (2/18/2025 Approved)California
Registered Investment Advisory firm - (4/5/2025 Terminated)Oregon
Registered Investment Advisory firm - (3/11/2025 Terminated)Texas
Registered Investment Advisory firm - (3/6/2025 Terminated)Washington
Registered Investment Advisory firm - (4/6/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7080 Hollywood Blvd. Suite 700, Los Angeles, CA 90028
Mailing Address
Phone number
(310) 807-5778
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 125,910,558 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
