Paul J. Hefferon
Professional summary
Paul Joseph Hefferon, CFP®, who also goes by Paul Hefferon, is a registered financial advisor currently at KEEN WEALTH ADVISORS located in Overland Park, Kansas.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Paul has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Joseph Hefferon's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2022 - Present
KEEN WEALTH ADVISORS
Office #1: 7500 College Blvd., Suite 1000, Overland Park, KS 66210January 29, 2018 - August 12, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KEEN WEALTH ADVISORS
CRD#: 170293 / SEC#: 801-79725
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/12/2022)
(1/12/2022)
Exams
Series 7TO
Date: 12/10/2018
General Securities Representative ExaminationCurrent Firm
KEEN WEALTH ADVISORS
CRD#: 170293 / SEC#: 801-79725
Contact information
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,605 |
| AUM (Assets Under Management) | $ 1,040,995,987 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
