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MW

Marjorie W. Wang

WEALTHHOUSE ADVISORS
Livingston, NJ
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CRD#: 6897024
MW

Professional summary


Marjorie W Wang, CFP®, who also goes by Marjorie Wei Wang, Marjorie Wang, is a registered financial professional currently at WEALTHHOUSE ADVISORS INC located in Livingston, New Jersey.

Marjorie is registered as a RR (Registered Representative) and started their career in finance in 2018. Marjorie has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marjorie Wei Wang | Marjorie Wang

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marjorie W Wang's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

January 11, 2024 - Present

WEALTHHOUSE ADVISORS INC

BD
CRD#: 323088
Livingston, NJ
Past

February 4, 2022 - August 30, 2024

LANDOLT SECURITIES, INC.

BD
CRD#: 28352
Livingston, NJ
Past

March 23, 2020 - July 1, 2021

LANDOLT SECURITIES, INC.

BD
CRD#: 28352
Livingston, NJ
Past

August 24, 2018 - March 20, 2019

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
SOUTH PLAINFIELD, NJ
Past

August 23, 2018 - March 20, 2019

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SOUTH PLAINFIELD, NJ
Past

February 7, 2018 - October 8, 2018

NI ADVISORS

BD
CRD#: 134502
Asbury, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/30/2024)
RR
Connecticut
(2/22/2024)
RR
Delaware
(2/29/2024)
RR
Florida
(5/14/2024)
RR
Illinois
(6/24/2025)
RR
Maryland
(1/2/2025)
RR
Massachusetts
(6/11/2024)
RR
Nevada
(8/30/2024)
RR
New Jersey
(1/30/2024)
RR
New York
(2/20/2024)
RR
North Carolina
(2/9/2024)
RR
Pennsylvania
(4/22/2024)
RR
South Carolina
(2/26/2024)
RR
Tennessee
(6/30/2025)
RR
Texas
(3/18/2024)
RR
Virginia
(9/24/2024)
RR
Washington
(3/3/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/11/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/11/2024
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/11/2024
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WA
WEALTHHOUSE ADVISORS INC
WEALTHHOUSE ADVISORS INC

CRD#: 323088 / SEC#: , 8-70973

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
17 Canoe Brook Drive, Livingston, NJ 07039
Mailing Address
17 Canoe Brook Drive, Livingston, NJ 07039
Phone number
(917) 660-6796
Established
New Jersey since 11/20/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WANG, MARJORIE WCCO, CEO6897024
BEATON, DANIEL STEWARTFINOP/PFO/POO4240769
CHEN, YUZHENCOO5626131
WANG, SCOTTGENERAL SECURITIES PRINCIPAL7794226

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEALTHHOUSE ADVISORS INC

CRD#: 323088Livingston, NJ

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