Charlotte S. Levavasseur
Professional summary
Charlotte Sophie Levavasseur, who also goes by Charlotte Levavasseur, is a registered financial professional currently at TRC MARKETS LLC located in New York, New York and TOWER PRINCIPAL MARKETS LLC located in New York, New York.
Charlotte is registered as a RR (Registered Representative) and started their career in finance in 2019. Charlotte has worked at 2 firms and has passed the SIE and Series 57TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charlotte Sophie Levavasseur's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2019 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271July 21, 2023 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 11/4/2019
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TOWER PRINCIPAL MARKETS LLC
CRD#: 319604 / SEC#: , 8-70919
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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