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CRD#: 319604
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TOWER PRINCIPAL MARKETS LLC is located at 111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464 and was first established at Atlanta, Delaware in 02/24/2022. After operating for 3 years, TOWER PRINCIPAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOWER PRINCIPAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. TOWER PRINCIPAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOWER PRINCIPAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOWER PRINCIPAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOWER PRINCIPAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for TOWER PRINCIPAL MARKETS LLC Comes From

Understanding the Statistics for TOWER PRINCIPAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
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HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464
Mailing Address
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464
Firm Size
Small
Phone Number
(917) 388-8644
Established
Delaware since 02/24/2022
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TOWER RESEARCH CAPITAL LLCMEMBER
CONCANNON, SEAN PATRICKPRINCIPAL FINANCIAL OFFICER5364102
ELLMAN, MICHAEL GREGPRINCIPAL OPERATIONS OFFICER & FINOP5574667
MESTER, THOMAS BRENNERCHIEF COMPLIANCE OFFICER2350593
SHEDID, MARWA MAHMOUDCHIEF OPERATING OFFFICER5470002
WILSON, KENNETH NIXONCEO3014927

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Advisor's working at TOWER PRINCIPAL MARKETS LLC

LT

Larry Xiaoliang Tang

Lawrence Xiaoliang Tang
RR
CRD#: 7926272
Location:
Chicago, IL 60611
Company:
TOWER PRINCIPAL MARKETS LLC
Disclosures:
Experience:
1 year
View Profile
BS

Brijesh Singh

RR
CRD#: 8057143
Location:
Mount Pleasant, SC 29464
Company:
TRC MARKETS LLC
Disclosures:
Experience:
1 year
View Profile
IK

Irina Kulakova

Irina Kulakova, Irina Matyash
RR
CRD#: 5293472
Location:
New York, NY 10271
Company:
LATOUR TRADING LLC
Disclosures:
Experience:
6 years
View Profile
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