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FIRM PROFILE
Overview
TOWER PRINCIPAL MARKETS LLC is located at 111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464 and was first established at Atlanta, Delaware in 02/24/2022. After operating for 3 years, TOWER PRINCIPAL MARKETS LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TOWER PRINCIPAL MARKETS LLC’s clients are individuals and 0% of their clients are high net worth individuals. TOWER PRINCIPAL MARKETS LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TOWER PRINCIPAL MARKETS LLC are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TOWER PRINCIPAL MARKETS LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TOWER PRINCIPAL MARKETS LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for TOWER PRINCIPAL MARKETS LLC Comes From
Understanding the Statistics for TOWER PRINCIPAL MARKETS LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464
111 Coleman Blvd Suite 404, Mount Pleasant, SC 29464
Small
(917) 388-8644
Delaware since 02/24/2022
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | ||
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 | |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 | |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 | |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 | |
| WILSON, KENNETH NIXON | CEO | 3014927 |
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Advisor's working at TOWER PRINCIPAL MARKETS LLC
Larry Xiaoliang Tang
Brijesh Singh
Irina Kulakova
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