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TV

Therese C. Vobis

FLI INVESTORS
Jericho, NY 11753-1673
Some features on this profile are disabled
CRD#: 6896614
TV

Professional summary

Therese Charlebois Vobis, who also goes by Therese Charlebois Crossan, is a registered financial professional currently at FLI INVESTORS, LLC located in Jericho, New York.

Therese is registered as a RR (Registered Representative) and started their career in finance in 2019. Therese has worked at 1 firm and has passed the Series 63, Series 6TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Therese Charlebois Crossan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Therese Charlebois Vobis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2019 - Present

FLI INVESTORS, LLC

Office #1: 1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673
BD
CRD#: 17128
Jericho, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(6/10/2024)
RR
New York
(12/4/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/4/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 10/31/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/31/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/12/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FI
FLI INVESTORS, LLC
FIRST LONG ISLAND CAPITAL MARKETS, INC. | FLI MANAGEMENT CORP (RELYING ADVISOR) | FLI INVESTORS, LLC (RELYING ADVISOR) | FLI INVESTORS, LLC | FLI FUNDS MANAGEMENT CO., LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. VI, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. V, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. III, LP (RELYING ADVISOR) | FLI FUNDS MANAGEMENT CO. II, LP (RELYING ADVISOR) | FIRST LONG ISLAND INVESTORS, LLC | FIRST LONG ISLAND INVESTORS, INC.

CRD#: 17128 / SEC#: , 8-39904

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673
Mailing Address
1 Jericho Plaza - Suite 201, Jericho, NY 11753-1673
Phone number
(516) 935-1200
Established
Delaware since 07/21/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

NamePositionCRD#
ROSENTHAL, ROBERT DANIELMEMBER CLASS A - MANAGER, CHAIRMAN & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER1439033
KUDU INVESTMENT US LLCMEMBER CLASS I
PALLESCHI, RALPH FRANCISMEMBER CLASS A - PRESIDENT AND CHIEF OPERATING OFFICER1439102

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLI INVESTORS, LLC

CRD#: 17128Jericho, NY 11753-1673

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