Johnny Medina

NHABLA

Arlington, VA 22201

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CRD#: 6895930

Professional summary

Johnny Medina, who also goes by Johnny Medina Lopez, Yasel Medina, is a registered financial advisor currently at NHABLA located in Arlington, Virginia.

Johnny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Johnny has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Johnny Medina Lopez | Yasel Medina

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MICHAEL SHANNON CONSULTING; NOT INVESTMENT RELATED; 1600 S EADS ST #932, ARLINGTON VA 22202; PROVIDES CONSULTING TO FEDERAL AGENCIES; CONSULTING CONTRACTOR; SINCE 11/1/2021; 120 HOURS PER MONTH DEVOTED TO THIS BUSINESS; 120 HOURS PER MONTH DURING SECURITIES TRADING HOURS DEVOTED TO THIS BUSINESS. 2. ALTUS GROUP; REAL ESTATE VALUATION ANALYST; INVESTMENT RELATED: NO; 17901 VON KARMAN AVENUE, SUITE 950 IRVINE CA 92614 USA; ALTUS GROUP FUSES GROUND-BREAKING ANALYTICS, TRUSTED TECHNOLOGY AND THE HARD-WON EXPERTISE OF ITS ADVISORS TO PROVIDE DATA-LED INTELLIGENCE THAT BRINGS ASSETS INTO SHARP FOCUS.; DUTIES: THIS IS A CONSULTING ROLE. I PERFORM REAL ESTATE VALUATION AND RESEARCH. ; 2022-06-13; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 4; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRADING HOURS: 5; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 100;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Medina's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 29, 2021 - Present

NHABLA

Office #1: 2300 Wilson Blvd. Suite 700 #1076, Arlington, VA 22201

RIA

CRD#: 313311

Arlington, VA

Past

December 18, 2019 - January 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WASHINGTON, DC

Past

December 18, 2019 - January 2, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WASHINGTON, DC

Past

November 26, 2018 - November 26, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

THE WOODLANDS, TX

Past

February 5, 2018 - August 17, 2018

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/22/2024)

IAR

Virginia
(5/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/20/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/30/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/17/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2018

General Securities Representative Examination

Current Firm

NHABLA

NABLA | NHABLA LLC | NHABLA | NABLA FINANCIAL INC.

CRD#: 313311 / SEC#:

Delaware

Registered Investment Advisory firm - (11/25/2024 Terminated)

Florida

Registered Investment Advisory firm - (11/25/2024 Terminated)

Maryland

Registered Investment Advisory firm - (12/6/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/6/2024 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2025 Approved)

Virginia

Registered Investment Advisory firm - (5/11/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2300 Wilson Blvd. Suite 700 #1076, Arlington, VA 22201

Mailing Address

Phone number

(202) 599-3614

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 5,658,610

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Johnny Medina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Johnny Medina's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/2019

Series 63

Date: 12/20/2018

Series 7TO

Date: 3/30/2024

SIE

Date: 8/17/2018

Series 7

Date: 2/5/2018

Current Firm

NHABLA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NHABLA

TRUST BUT VERIFY

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