CC
Carlin C. Champion
COLUMBIA MANAGEMENT INVESTMENT ADVISERS
Boston, MA
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CRD#: 6895530
CC
Professional summary
Carlin Charles Champion, who also goes by Carlin Charles Champion, is a registered financial advisor currently at COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC located in Boston, Massachusetts and COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. located in Boston, Massachusetts.
Carlin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Carlin has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carlin Charles Champion
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Carlin Charles Champion's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 27, 2024 - Present
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
Office #2: 290 Congress Street, Boston, MA 02210RIA
CRD#: 108257
Boston, MA
Current
November 27, 2024 - Present
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
Office #1: 290 Congress Street, Boston, MA 02210BD
CRD#: 840
Boston, MA
Past
January 8, 2019 - November 4, 2024
MFS INSTITUTIONAL ADVISORS INC.
RIA
CRD#: 107144
Jamaica Plain, MA
Past
December 19, 2018 - November 4, 2024
MFS FUND DISTRIBUTORS, INC.
BD
CRD#: 31052
BOSTON, MA
Past
March 20, 2018 - November 27, 2018
EDWARD JONES
RIA
CRD#: 250
WELLESLEY HILLS, MA
Past
February 23, 2018 - November 27, 2018
EDWARD JONES
BD
CRD#: 250
WELLESLEY HILLS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/27/2024)
IAR
Alabama(12/2/2024)
RR
Alaska(11/27/2024)
IAR
Alaska(12/17/2024)
RR
Arizona(11/27/2024)
IAR
Arizona(12/12/2024)
RR
Arkansas(11/27/2024)
IAR
Arkansas(12/17/2024)
RR
California(11/27/2024)
IAR
California(11/27/2024)
RR
Colorado(11/27/2024)
IAR
Colorado(12/10/2024)
RR
Connecticut(11/27/2024)
IAR
Connecticut(11/27/2024)
RR
Delaware(11/27/2024)
IAR
Delaware(12/16/2024)
RR
District of Columbia(11/27/2024)
IAR
District of Columbia(1/27/2025)
RR
Florida(11/27/2024)
IAR
Florida(1/14/2025)
RR
Georgia(11/27/2024)
IAR
Georgia(12/2/2024)
RR
Hawaii(11/27/2024)
IAR
Hawaii(12/17/2024)
RR
Idaho(11/27/2024)
IAR
Idaho(11/27/2024)
RR
Illinois(11/27/2024)
IAR
Illinois(12/11/2024)
RR
Indiana(11/27/2024)
IAR
Indiana(12/2/2024)
RR
Iowa(11/27/2024)
IAR
Iowa(12/2/2024)
RR
Kansas(11/27/2024)
IAR
Kansas(12/10/2024)
RR
Kentucky(11/27/2024)
IAR
Kentucky(12/13/2024)
RR
Louisiana(11/27/2024)
IAR
Louisiana(1/2/2025)
RR
Maine(11/27/2024)
IAR
Maine(11/27/2024)
RR
Maryland(11/27/2024)
IAR
Maryland(11/27/2024)
RR
Massachusetts(11/27/2024)
IAR
Massachusetts(12/10/2024)
RR
Michigan(11/27/2024)
IAR
Michigan(12/11/2024)
RR
Minnesota(11/27/2024)
IAR
Minnesota(12/11/2024)
RR
Mississippi(11/27/2024)
IAR
Mississippi(11/27/2024)
RR
Missouri(11/27/2024)
IAR
Missouri(11/27/2024)
RR
Montana(11/27/2024)
IAR
Montana(12/10/2024)
RR
Nebraska(11/27/2024)
IAR
Nebraska(12/2/2024)
RR
Nevada(11/27/2024)
IAR
Nevada(12/10/2024)
RR
New Hampshire(11/27/2024)
IAR
New Hampshire(12/4/2024)
RR
New Jersey(11/27/2024)
IAR
New Jersey(11/27/2024)
RR
New Mexico(11/27/2024)
IAR
New Mexico(12/13/2024)
RR
New York(11/27/2024)
IAR
New York(12/10/2024)
RR
North Carolina(11/27/2024)
IAR
North Carolina(12/10/2024)
RR
North Dakota(11/27/2024)
IAR
North Dakota(12/16/2024)
RR
Ohio(11/27/2024)
IAR
Ohio(11/27/2024)
RR
Oklahoma(11/27/2024)
IAR
Oklahoma(12/10/2024)
RR
Oregon(11/27/2024)
IAR
Oregon(12/5/2024)
RR
Pennsylvania(11/27/2024)
IAR
Pennsylvania(11/27/2024)
RR
Puerto Rico(11/27/2024)
IAR
Puerto Rico(12/5/2024)
RR
Rhode Island(11/27/2024)
IAR
Rhode Island(12/10/2024)
RR
South Carolina(11/27/2024)
IAR
South Carolina(12/11/2024)
RR
South Dakota(11/27/2024)
IAR
South Dakota(12/11/2024)
RR
Tennessee(11/27/2024)
RR
Texas(11/27/2024)
IAR
Texas(11/28/2024)
RR
Utah(11/27/2024)
IAR
Utah(11/27/2024)
RR
Vermont(11/27/2024)
IAR
Vermont(12/2/2024)
RR
Virgin Islands(11/27/2024)
IAR
Virgin Islands(12/4/2024)
RR
Virginia(11/27/2024)
IAR
Virginia(12/12/2024)
RR
Washington(11/27/2024)
IAR
Washington(12/10/2024)
RR
West Virginia(11/27/2024)
IAR
West Virginia(12/3/2024)
RR
Wisconsin(11/27/2024)
IAR
Wisconsin(12/11/2024)
RR
Wyoming(11/27/2024)
IAR
Wyoming(11/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CM
COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
AMERICAN EXPRESS ASSET MANAGEMENT GROUP INC | SELIGMAN INVESTMENTS | SELIGMAN | RIVERSOURCE INVESTMENTS, LLC | RIVERSOURCE INVESTMENTS | RIVERSOURCE INSURANCE ASSETS | RIVERSOURCE INSTITUTIONAL ADVISORS | RIVERSOURCE CAPITAL MANAGEMENT | RIVERSOURCE ALTERNATIVE INVESTMENTS | RIVERSOURCE | J. & W. SELIGMAN | COLUMBIA THREADNEEDLE INVESTMENTS NORTH AMERICA | COLUMBIA THREADNEEDLE INVESTMENTS | COLUMBIA THREADNEEDLE | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | COLUMBIA MANAGEMENT INVESTMENT ADVISERS | COLUMBIA MANAGEMENT CAPITAL ADVISERS | COLUMBIA MANAGEMENT
CRD#: 108257 / SEC#: 801-25943
RIA
Registered Investment Advisory firm - (12/20/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
290 Congress Street, Boston, MA 02210
Mailing Address
Phone number
(800) 225-2365
Established
Firm type
Fiscal year end
# of Employees
910
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,061 |
| AUM (Assets Under Management) | $ 457,482,709,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
