SB
Simon T. Bowler
2ND MARKET CAPITAL ADVISORY
Madison, WI 53717
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CRD#: 6895218
SB
Professional summary
Simon Thomas Bowler is a registered financial advisor currently at 2ND MARKET CAPITAL ADVISORY CORP. located in Madison, Wisconsin.
Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Simon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Simon Thomas Bowler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2018 - Present
2ND MARKET CAPITAL ADVISORY CORP.
Office #1: 650 N. High Point Road, Madison, WI 53717RIA
CRD#: 111562
Madison, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/29/2018)
Current Firm
2M
2ND MARKET CAPITAL ADVISORY CORP.
2ND MARKET CAPITAL ADVISORY CORP.
CRD#: 111562 / SEC#:
California
Registered Investment Advisory firm - (4/17/2014 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2003 Terminated)Indiana
Registered Investment Advisory firm - (6/23/2005 Approved)Missouri
Registered Investment Advisory firm - (12/31/2025 Terminated)Texas
Registered Investment Advisory firm - (4/12/2012 Conditional Restricted)Wisconsin
Registered Investment Advisory firm - (2/20/1992 Approved)PREMIUM
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Contact information
Main Address
650 N. High Point Road, Madison, WI 53717
Mailing Address
Phone number
(608) 833-7793
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 40,352,357 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
