Christopher K. Crouse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Kelly Crouse, who also goes by Christopher Crouse, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2021. Christopher had worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2021 - May 9, 2022
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/4/2021
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 1/17/2021
General Securities Representative ExaminationCurrent Firm
PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
CRD#: 41461 / SEC#: , 8-49443
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PWC US BUSINESS ADVISORY LLP | SHAREHOLDER | |
| BRIDEN, STEPHEN JAMES | ACTING CCO AND POO | 6162493 |
| CHOPOORIAN, RONALD HAIG | MEMBER OF BOARD OF MANAGERS | 7970815 |
| GILL, MAUREEN | MEMBER OF BOARD OF MANAGERS | 7313897 |
| NIEMEYER, MEL JOHN | MEMBER OF BOARD OF MANAGERS | |
| ROONEY, THOMAS M | MEMBER OF BOARD OF MANAGERS | 6931609 |
| SCHASCHWARY, MICHAEL JOSEPH | ACTING FINOP AND PFO | 6001279 |
| WOLFE, HOWARD DEGRAFF III | PRESIDENT | 3049913 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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