LL
Louis M. Lange
PLANMEMBER SECURITIES
San Diego, CA 92131
Some features on this profile are disabled
CRD#: 6893617
LL
Professional summary
Louis Muir Lange, who also goes by Louis Muir Lange, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in San Diego, California.
Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Louis has worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Louis Muir Lange
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BSA Financial Network and Insurance Services Inc. dba Superior Planning Financial Solutions (formerly CalPRO); 10085 Carroll Canyon Rd, Suite 150, San Diego CA 92131; Start date 5/8/2025; Registered Representative; Insurance and securities sales and service; 160 hrs/mo; 160 hrs/mo during trading; IR 2) Louis Lange Financial and Insurance Services-1308 Camino Del So, San Marcos, CA 92069; Investment related; Entity for banking and tax purposes only; Owner & President; Start date 5/2022; 10 hrs/mnth; 0 hrs/mnth during trading. 3) San Diego Center for Economic Education Advisory Board; 900 Rancho San Diego Parkway, El Cajon CA 92019; Start date 4/11/2024; Advisory Board Member; Provide financial education to individuals associated with SDCEE; 8 hrs/mo; 0 hrs/mo during trading; IR 4) Muir and Griffith Land Company LLC; 1308 Camino Del Sol, San Marcos CA 92069; Start date 2/1/2023; Manager of LLC; act as a manager for real property business providing accounting and administrative support including collecting lease payments, paying of bills. and member distributions. This is a family business.; 5 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Louis Muir Lange's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Louis Muir Lange's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 16, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 10085 Carroll Canyon Road, Suite 150, San Diego, CA 92131RIA
BD
CRD#: 11869
San Diego, CA
Current
March 16, 2022 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 10085 Carroll Canyon Road, Suite 150, San Diego, CA 92131RIA
BD
CRD#: 11869
San Diego, CA
Past
September 13, 2021 - February 28, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/4/2024)
RR
California(3/16/2022)
IAR
California(3/16/2022)
RR
Colorado(12/7/2023)
RR
Oklahoma(9/27/2024)
RR
Oregon(12/7/2023)
RR
Tennessee(9/4/2024)
RR
Utah(9/4/2024)
RR
Washington(9/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 9/13/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
