James Dejaeger

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CRD#: 6893590

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Dejaeger was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2019. James had worked at 3 firms and has passed the Series 66, Series 99TO, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2021 - June 18, 2025

INNOVIA WEALTH, LLC

RIA

CRD#: 289913

GRAND RAPIDS, MI

Past

August 3, 2020 - September 15, 2021

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

KENTWOOD, MI

Past

August 29, 2019 - September 15, 2021

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

KENTWOOD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVIA WEALTH, LLC

INNOVIA WEALTH, LLC | STRATEGIES WEALTH ADVISORS, LLC | STRATEGIES WEALTH ADVISORS | MTB OF MICHIGAN, LLC

CRD#: 289913 / SEC#: 801-112177

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/30/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 8/29/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/13/2019

Securities Industry Essentials Examination

Current Firm

INNOVIA WEALTH, LLC

INNOVIA WEALTH, LLC | STRATEGIES WEALTH ADVISORS, LLC | STRATEGIES WEALTH ADVISORS | MTB OF MICHIGAN, LLC

CRD#: 289913 / SEC#: 801-112177

RIA

Registered Investment Advisory firm - (12/15/2017 Approved)

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Contact information

Main Address

171 Monroe Ave. Nw Suite 800, Grand Rapids, MI 49503

Mailing Address

Phone number

(616) 719-5007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVIA WEALTH FORM ADV PART 2A (5/8/2025)

Regulatory assets under management

Total Number of Accounts	3,295
AUM (Assets Under Management)	$ 2,430,721,931

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/15/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James Dejaeger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

REGULUS FINANCIAL GROUP, LLC

Primary Firm SEC Registration

INNOVIA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/30/2020

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 8/29/2019

SIE

Date: 5/13/2019

Current Firm

INNOVIA WEALTH, LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INNOVIA WEALTH, LLC

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