Alexandria R. Ramirez
Professional summary
Alexandria Regina Ramirez, who also goes by Alexandria Regina Ramirez, is a registered financial professional currently at BETTERMENT SECURITIES located in New York, New York.
Alexandria is registered as a RR (Registered Representative) and started their career in finance in 2017. Alexandria has worked at 3 firms and has passed the Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexandria Regina Ramirez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
BETTERMENT SECURITIES
Office #1: 450 West 33rd Street 11th Floor, New York, NY 10001May 26, 2022 - July 31, 2024
HALO SECURITIES, LLC
December 20, 2017 - May 10, 2022
GELBER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 9/17/2024
Operations Professional ExaminationFINRA
Current Firm
BETTERMENT SECURITIES
CRD#: 47788 / SEC#: , 8-51906
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BETTERMENT HOLDINGS, INC. | PARENT COMPANY | |
| FELDMAN, RICHARD MARK | PRINCIPAL FINANCIAL OFFICER | 2273453 |
| KHENTOV, BORIS | PRESIDENT | 6216649 |
| KRAMER, ANDREW JOHNATHAN | PRINCIPAL OPERATIONS OFFICER | 6393302 |
| ROSENBLOOM, SETH JOSEPH | CHIEF LEGAL OFFICER | 6612490 |
| WOLDOW, BRIAN JEFFREY | CHIEF COMPLIANCE OFFICER | 2773616 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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