Phillip M. Mills
FLYING FORWARD WEALTH MANAGEMENT
BOERNE, TX
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CRD#: 6890376
Professional summary
Phillip Marron Mills, CFP®, who also goes by Phillip M Baker, Phil Mills, Phillip Mills, is a registered financial advisor currently at FLYING FORWARD WEALTH MANAGEMENT located in Boerne, Texas and FAIRBANKS FINANCIAL WEALTH MANAGEMENT located in Boerne, Texas.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Phillip has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip M Baker | Phil Mills | Phillip Mills
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Phil Mills is a Content Creator since December 2022. Phil Mills creates tutorials to assist people in creating music at home and creates songs as Piano Phil/Producer Hat and educational financial content. Phil Mills receives less than $500 compensation per month for this activity and spends 32 hours per month on this activity. 2) Phil Mills is a designated Chartered Financial Consultant (ChFC) since December 2022. This designation prepared Phil Mills to meet the advanced financial planning needs of individuals, professionals, and small business owners. Phil Mills receives $10,000 compensation per month for this activity and spends 40 hours per month on this activity. 3) Phil Mills is a designated Chartered Federal Benefits Consultant (ChFEBC) since December 2022. This designation prepared Phil Mills to work as a financial professional within the federal government with employee benefits. Phil Mills receives $10,000 compensation per month for this activity and spends 40 hours per month on this activity. 4) Phil Mills is a designated Chartered Life Underwriter (CLU) since December 2022. This designation prepared Phil Mills to assist clients and investors address their estate planning needs. Phil Mills receives $10,000 compensation per month for this activity and spends 40 hours per month on this activity. 5) Phil Mills is a licensed General Lines Insurance Agent of the Texas Department of Insurance since February 2018. He is an independent insurance agent that sells and services for life, accident, and health insurance. From time to time, he will offer clients advice or products for this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Phil Mills always acts in the best interest of the client, including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through Phil Mills in his capacity as a licensed insurance agent. Phil Mills receives $1,000 compensation per month for this activity and spends about 10 hours per month on this activity. 6) Phil Mills is an Air Force Commissioned Officer and a MQ-9 Instructor Pilot with the United States Air Force Reserves since July 2018. Phil Mills commitment as a Reservist is one weekend a month and two full weeks during the year. Phil Mills receives $1,200 compensation per month for this activity and spends 16 hours per month on this activity. 7) Phil Mills is a Chartered Financial Consultant (ChFC) temporary Admin Placeholder for SCI, Inc. since November 2022 and until March 2023. The placeholder is needed while the executive team of SCI, Inc. studies and passes their Series 65. Phil Mills received $10,000 compensation one time for this activity and spends less than 1 hour per month on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Marron Mills's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
August 7, 2023 - Present
FLYING FORWARD WEALTH MANAGEMENT
RIA
CRD#: 327389
BOERNE, TX
Current
March 14, 2025 - Present
FAIRBANKS FINANCIAL WEALTH MANAGEMENT
Office #1: 309 Water Street Suite 115, Boerne, TX 78006RIA
CRD#: 114551
Boerne, TX
Past
February 2, 2023 - June 9, 2023
INVICTA FINANCIAL GROUP
RIA
CRD#: 288008
Boerne, TX
Past
December 16, 2022 - February 15, 2023
SCI, INC.
RIA
CRD#: 321197
Boerne, TX
Past
April 4, 2018 - November 8, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
SAN ANTONIO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FAIRBANKS FINANCIAL WEALTH MANAGEMENT
FAIRBANKS FINANCIAL WEALTH MANAGEMENT | MITCHELL CLARK & COMPANY | LEBAIR FINANCIAL SERVICES, INC.
CRD#: 114551 / SEC#:
Texas
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Contact information
Main Address
Brenham, TX
Mailing Address
P.o. Box 117, Brenham, TX 77834
Phone number
(713) 446-9841
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 73,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/26/2023 |
Red Flags
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