Nikolaos Polyzopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nikolaos Polyzopoulos, who also goes by Nikolas P Polyzopoulos, Nick Polyzopoulos, Nikolaos Polyzopoulos, was a registered financial professional .
Nikolaos is a previously registered financial professional and started their career in finance in 2018. Nikolaos had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2023 - June 2, 2023
ANTARCTICA ADVISORS, LLC
May 3, 2021 - September 27, 2022
RBC CAPITAL MARKETS, LLC
October 30, 2018 - April 9, 2021
CREDIT AGRICOLE SECURITIES (USA) INC.
April 9, 2018 - September 12, 2018
ALANTRA, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ANTARCTICA ADVISORS, LLC
CRD#: 168101 / SEC#: , 8-69288
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
