Clark T. Pietromonaco

FIGURE INVESTMENT ADVISORS

EL DORADO HILLS, CA

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CRD#: 6889475

Professional summary

Clark Thomas Pietromonaco is a registered financial advisor currently at FIGURE INVESTMENT ADVISORS, LLC located in El Dorado Hills, California and FIGURE SECURITIES, INC. located in Las Vegas, Nevada.

Clark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Clark has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALL EMPLOYEES OF FIGURE SECURITIES, INC. ("FSI") ARE EMPLOYED BY FSI'S ULTIMATE PARENT COMPANY, FIGURE MARKETS HOLDINGS, INC. ("FMHI"). EMPLOYEE WORKS FOR FSI MAY PERFORM LIMITED FUNCTIONS FOR FMHI OR FOR ITS SUBSIDIARIES. SUCH EMPLOYMENT AND DUTIES ARE SEPARATE AND DISTINCT FROM DUTIES PERFORMED FOR FSI AND DO NOT INTERFERE WITH THEIR RESPONSIBILITIES AT FSI AND DO NOT RISE TO ANY CONFLICTS OF INTEREST. START DATE: 08/10/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Thomas Pietromonaco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

FIGURE INVESTMENT ADVISORS, LLC

RIA

CRD#: 158307

EL DORADO HILLS, CA

Current

August 22, 2023 - Present

FIGURE SECURITIES, INC.

CRD#: 307093

Las Vegas, NV

Past

October 31, 2022 - July 27, 2023

FIGURE SECURITIES, INC.

CRD#: 307093

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIGURE INVESTMENT ADVISORS, LLC

CABEZON INVESTMENT GROUP, LLC | FIGURE INVESTMENT ADVISORS, LLC

CRD#: 158307 / SEC#: 801-72508

RIA

Registered Investment Advisory firm - (4/4/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/22/2023)

IAR

California
(8/22/2023)

Nevada
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/29/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/20/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 8/9/2024

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FIGURE INVESTMENT ADVISORS, LLC

CABEZON INVESTMENT GROUP, LLC | FIGURE INVESTMENT ADVISORS, LLC

CRD#: 158307 / SEC#: 801-72508

RIA

Registered Investment Advisory firm - (4/4/2012 Approved)

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Contact information

Main Address

650 California Street Suite 200, San Francisco, CA 94108

Mailing Address

Phone number

(628) 236-5851

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIA ADV PART 2A (10/3/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 135,697,861

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clark T. Pietromonaco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Thomas Pietromonaco's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIGURE SECURITIES, INC.

FIGURE SECURITIES, INC.

Primary Firm SEC Registration

FIGURE INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2022

Series 7TO

Date: 10/29/2022

SIE

Date: 8/20/2022

Series 24

Date: 8/9/2024

FINRA

Current Firm

FIGURE INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIGURE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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