Jean-luke Dubas
Professional summary
Jean-luke Dubas, who also goes by Jean-luke Olivier Dubas, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Atlanta, Georgia.
Jean-luke is registered as a RR (Registered Representative) and started their career in finance in 2019. Jean-luke has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jean-luke Dubas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 18, 2021 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 5775 Glenridge Drive, Building B, Suite 410, Atlanta, GA 30328September 18, 2020 - May 10, 2021
KESTRA INVESTMENT SERVICES, LLC
January 24, 2019 - April 29, 2019
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/11/2024)
(4/20/2022)
Exams
Series 7TO
Date: 1/24/2019
General Securities Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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