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Nicholas Andrew Ring

CRD# 6888738·Registered 2020 - 2026
Previously Registered: Being a previously registered professional could mean that Nicholas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nicholas Andrew Ring, who also goes by Nicholas Ring, Nick Ring, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 2020 - 2026. Nicholas had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas Ring, Nick Ring

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

GPWA, LLC·CRD# 170171
RIA
Franklin, TN
June 22, 2023 - January 7, 2026
GPWA, LLC·CRD# 170171
BD
Nashville, TN
June 22, 2023 - January 7, 2026
GPWA, LLC·CRD# 170171
RIA
Nashville, TN
June 3, 2021 - November 14, 2022
GPWA, LLC·CRD# 170171
BD
Nashville, TN
June 1, 2021 - November 14, 2022
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Franklin, TN
October 22, 2020 - June 16, 2021
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Franklin, TN
September 16, 2020 - June 16, 2021

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Current Firm

GL
GPWA, LLC

GPWA, LLC | GRAMERCY PARK WEALTH ADVISORS, LLC

CRD#: 170171 / SEC#: 8-69413
Georgia
Registered Investment Advisory firm - SEC (2/15/2023 Approved)
Michigan
Registered Investment Advisory firm - SEC (11/28/2018 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (10/2/2013 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2400 Barton Ave., Nashville, TN 37212

Mailing Address

2400 Barton Ave., Nashville, TN 37212

Phone Number

(615) 424-2118

Established

Tennessee since 01/29/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

7

FINRA licenses (12 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
COTE, BRIAN JOSEPHCEO/ CCO4218494
BEATON, DANIEL STEWARTFINOP4240769

Regulatory Assets Under Management

Total Number of Accounts

333

AUM (Assets Under Management)

$108,103,094

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Williamson County DoEC Non-investment related 304 Beasley Dr, Franklin, TN 37067 Telecommunications Position: 911 Dispatcher Start Date: 11/14/2022 160 hours per month 112 hours per month during securities trading hours Nick will be serving as a 911 Dispatcher serving Williamson County

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2020About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Sep 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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