LD
Lisa D. Dawson
VOYA FINANCIAL ADVISORS
Oklahoma City, OK 73112
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CRD#: 6888447
LD
Professional summary
Lisa D Dawson, who also goes by Lisa D Kirby, Lisa D Weinrich, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Oklahoma City, Oklahoma.
Lisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Lisa has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lisa D Kirby | Lisa D Weinrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SCISSORTAIL ADVISORY GROUP POSITION: Registered Account Rep NATURE: DBA for financial business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/18/2025 ADDRESS: 5400 N Grand Blvd, Ste 225, Oklahoma City, OK 73112, United States DESCRIPTION: Plan participant enrollment, education, and security sales.
CRS (Client Relationship Summary) - RIA
Click below to view Lisa D Dawson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Lisa D Dawson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 18, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5400 N Grand Blvd, Ste 225, Oklahoma City, OK 73112RIA
BD
CRD#: 2882
Oklahoma City, OK
Current
February 19, 2025 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 5400 N Grand Blvd, Ste 225, Oklahoma City, OK 73112RIA
BD
CRD#: 2882
Oklahoma City, OK
Past
March 9, 2020 - November 27, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
Oklahoma City, OK
Past
March 9, 2020 - November 27, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SPRINGFIELD, MO
Past
January 30, 2019 - February 28, 2020
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
Oklahoma City, OK
Past
October 22, 2018 - February 28, 2020
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
Oklahoma City, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(2/19/2025)
RR
Kansas(2/19/2025)
RR
Missouri(2/19/2025)
IAR
Oklahoma(2/18/2025)
RR
Oklahoma(2/19/2025)
IAR
Texas(2/18/2025)
RR
Texas(2/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Oklahoma City, OK 73112TRUST BUT VERIFY
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