KP
Kristina M. Patt
FIRST COMMAND ADVISORY SERVICES
Wakefield, MA
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CRD#: 6888234
KP
Professional summary
Kristina Marie Patt, who also goes by Kristina Marie Encarnacao, Tina Marie Patt, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Wakefield, Massachusetts and FIRST COMMAND BROKERAGE SERVICES, INC. located in Burlington, Massachusetts.
Kristina is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Kristina has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristina Marie Encarnacao | Tina Marie Patt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Boys and Girls Club of Stoneham and Wakefield, MA Investment-related: No Address: 15 Dale Court Stoneham, MA 02180 Nature of the other business: Board Membership Your position: Board of Directors Start date: 10/15/20 The approximate number of hours/month you devote to the other business: 1 - 5 During securities trading hours: None Description of duties: General Supervision and control over the management of the affairs and property of the Corporation and the conduct of its program. Establish identity and strategic directions, ensure necessary resources and provide oversight for the club. Serving the greater good for the communities of Wakefield and Stoneham MA to provide a place for young people, especially those who need us most, to reach their full potential as productive, caring, and responsible citizens.
CRS (Client Relationship Summary) - RIA
Click below to view Kristina Marie Patt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 13, 2018 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 78 Blanchard Road Suite 105, Burlington, MA 01803RIA
CRD#: 281958
Wakefield, MA
Current
February 28, 2018 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 78 Blanchard Road Suite 105, Burlington, MA 01803BD
CRD#: 3641
Burlington, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/13/2018)
RR
Connecticut(5/30/2018)
RR
District of Columbia(7/7/2023)
RR
Florida(1/25/2022)
RR
Maryland(4/7/2020)
RR
Massachusetts(4/13/2018)
IAR
Massachusetts(4/13/2018)
RR
New Hampshire(5/30/2018)
RR
New Jersey(1/24/2023)
RR
New York(7/6/2018)
RR
Ohio(1/14/2025)
RR
Rhode Island(5/30/2018)
RR
Virginia(12/9/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
