Lance Pieper

CONCENTRUM WEALTH MANAGEMENT

San Jose, CA 95138

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CRD#: 6887180

Professional summary

Lance Pieper, CFP® is a registered financial advisor currently at CONCENTRUM WEALTH MANAGEMENT located in San Jose, California.

Lance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lance has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Pieper's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 12, 2021 - Present

CONCENTRUM WEALTH MANAGEMENT

Office #1: 353 Piercy Rd., San Jose, CA 95138

RIA

CRD#: 167151

San Jose, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONCENTRUM WEALTH MANAGEMENT

CONCENTRUM WEALTH MANAGEMENT | CONCENTRUM WEALTH MANAGEMENT, LLC | CONCENTRUM WEALTH MANAGEMENT, INC.

CRD#: 167151 / SEC#: 801-77888

RIA

Registered Investment Advisory firm - (4/19/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/12/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CONCENTRUM WEALTH MANAGEMENT

CONCENTRUM WEALTH MANAGEMENT | CONCENTRUM WEALTH MANAGEMENT, LLC | CONCENTRUM WEALTH MANAGEMENT, INC.

CRD#: 167151 / SEC#: 801-77888

RIA

Registered Investment Advisory firm - (4/19/2013 Approved)

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Contact information

Main Address

353 Piercy Road, San Jose, CA 95138

Mailing Address

Phone number

(408) 840-4030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CWM - ADV PART 2A FIRM BROCHURE (3/28/2025)

CWM - ADV PART 2A, APP 1 - WRAP BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,334
AUM (Assets Under Management)	$ 809,340,733

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lance Pieper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lance Pieper's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONCENTRUM WEALTH MANAGEMENT

Primary Firm SEC Registration

CONCENTRUM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Current Firm

CONCENTRUM WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONCENTRUM WEALTH MANAGEMENT

TRUST BUT VERIFY

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