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MM

Michael J. Murphy

CIMARRON WEALTH MANAGEMENT
GUNNISON, CO 81230
Some features on this profile are disabled
CRD#: 6886450
MM

Professional summary

Michael Jonathan Murphy is a registered financial advisor currently at CIMARRON WEALTH MANAGEMENT, INC. located in Gunnison, Colorado and LPL FINANCIAL LLC located in Montrose, Colorado.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jonathan Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2019 - Present

CIMARRON WEALTH MANAGEMENT, INC.

Office #1: 1115 N. Main St. Suite A, Gunnison, CO 81230Office #2: 1701 Niagara Rd, Montrose, CO 81401
RIA
CRD#: 299627
GUNNISON, CO
Current

March 19, 2018 - Present

LPL FINANCIAL LLC

Office #1: 1701 Niagara Rd, Montrose, CO 81401
RIA
BD
CRD#: 6413
MONTROSE, CO
Past

June 25, 2018 - October 18, 2019

MARINER ADVISOR NETWORK

RIA
CRD#: 283824
Montrose, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA
Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(3/19/2018)
IAR
Colorado
(7/11/2019)
IAR
Louisiana
(7/11/2019)
IAR
Texas
(7/11/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/19/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2018
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CW
CIMARRON WEALTH MANAGEMENT, INC.
CIMARRON WEALTH MANAGEMENT, INC. | COLORADO WEST WEALTH MANAGEMENT, LLC | COLORADO WEST INVESTMENTS, INC.

CRD#: 299627 / SEC#: 801-116955

RIA
Registered Investment Advisory firm - (7/11/2019 Approved)
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Contact information

Main Address
1701 Niagara Rd, Montrose, CO 81401
Mailing Address
Phone number
(970) 249-9882
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/19/2026)

Regulatory assets under management

Total Number of Accounts574
AUM (Assets Under Management)$ 327,341,067

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIMARRON WEALTH MANAGEMENT, INC.

CRD#: 299627Gunnison, CO 81230

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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