AS
Aaron J. Shapiro
FIRST LIBERTIES FINANCIAL
TAMPA, FL 33602
Some features on this profile are disabled
CRD#: 6886115
AS
Professional summary
Aaron Joseph Shapiro is a registered financial professional currently at FIRST LIBERTIES FINANCIAL located in Tampa, Florida and CARVER EDISON CAPITAL, LLC located in New York, New York.
Aaron is registered as a RR (Registered Representative) and started their career in finance in 2018. Aaron has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Aaron Joseph Shapiro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2018 - Present
FIRST LIBERTIES FINANCIAL
Office #1: 2915 N. Boulevard Suite A, Tampa, FL 33602BD
CRD#: 14432
TAMPA, FL
Current
November 21, 2022 - Present
CARVER EDISON CAPITAL, LLC
Office #1: 200 Varick Street #508, New York, NY 10014BD
CRD#: 315151
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/22/2023)
RR
Alaska(8/14/2023)
RR
Arizona(8/14/2023)
RR
Arkansas(8/17/2023)
RR
California(8/15/2023)
RR
Colorado(7/19/2023)
RR
Connecticut(8/15/2023)
RR
Delaware(8/14/2023)
RR
District of Columbia(7/25/2023)
RR
Florida(10/11/2023)
RR
Georgia(8/14/2023)
RR
Hawaii(8/23/2023)
RR
Idaho(8/14/2023)
RR
Illinois(9/15/2023)
RR
Indiana(8/22/2023)
RR
Iowa(8/14/2023)
RR
Kansas(8/14/2023)
RR
Kentucky(8/14/2023)
RR
Louisiana(7/10/2023)
RR
Maine(8/14/2023)
RR
Maryland(8/7/2023)
RR
Massachusetts(11/13/2023)
RR
Michigan(8/14/2023)
RR
Minnesota(12/15/2023)
RR
Mississippi(8/14/2023)
RR
Missouri(11/6/2023)
RR
Montana(8/14/2023)
RR
Nebraska(8/14/2023)
RR
New Hampshire(8/24/2023)
RR
New Jersey(9/27/2023)
RR
New Mexico(9/1/2023)
RR
New York(8/14/2023)
RR
North Carolina(8/14/2023)
RR
North Dakota(8/14/2023)
RR
Ohio(8/14/2023)
RR
Oklahoma(8/14/2023)
RR
Oregon(8/14/2023)
RR
Pennsylvania(8/14/2023)
RR
Puerto Rico(9/8/2023)
RR
Rhode Island(8/14/2023)
RR
South Carolina(8/30/2023)
RR
South Dakota(8/16/2023)
RR
Tennessee(8/14/2023)
RR
Texas(8/14/2023)
RR
Utah(8/15/2023)
RR
Vermont(8/21/2023)
RR
Virgin Islands(8/31/2023)
RR
Virginia(8/15/2023)
RR
Washington(8/16/2023)
RR
West Virginia(8/14/2023)
RR
Wisconsin(8/14/2023)
RR
Wyoming(8/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CE
CARVER EDISON CAPITAL, LLC
CARVER EDISON CAPITAL, LLC
CRD#: 315151 / SEC#: , 8-70734
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
14 Wall Street #5d, New York, NY 10005
Mailing Address
14 Wall Street #5d, New York, NY 10005
Phone number
(917) 716-4562
Established
Delaware since 05/21/2021
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
