Mogammad W. Petersen

LRI INVESTMENTS

Newtown, PA 18940

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CRD#: 6885701

Professional summary

Mogammad Waeed Petersen, who also goes by Waeed Petersen, is a registered financial advisor currently at LRI INVESTMENTS located in Newtown, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Newtown, Pennsylvania.

Mogammad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Mogammad has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Waeed Petersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JKJ FINANCIAL SERVICES; 109 PHEASANT RUN, NEWTOWN, PA 18940; 03/21/2022; RETIREMENT CONSULTANT; CLIENT SERVICE AND SUPPORT; INVESTMENT RELATED; 160 HOURS/MONTH; 160 HOURS/MONTH; 160 HOURS/MONTH DURING BUSINESS HOURS; WAGES/SALARY. 2) M Holdings Securities, Inc; investment-related; 1125 NW Couch St. Portland OR 97209; Broker/Dealer services; Retirement Benefit Plan Consultant; 11/2017 start date; 160 hours/month; 160 hours/month during securities trading hours; prepare client reviews and ad hoc tasks. 3) LRI Investments, LLC; 3825 PGA Blvd, Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment related; Investment Advisory Representative; provide investment advisory services to clients; 11/01/2024; 160 hours per month; 160 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mogammad Waeed Petersen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

LRI INVESTMENTS

Office #1: 109 Pheasant Run, Newtown, PA 18940

RIA

CRD#: 323556

Newtown, PA

Current

January 25, 2019 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 109 Pheasant Run, Newtown, PA 18940

RIA

CRD#: 43285

Newtown, PA

Past

March 24, 2021 - July 2, 2025

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/1/2019)

IAR

Pennsylvania
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/1/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/26/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/25/2019

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LRI INVESTMENTS

CRD#: 323556 / SEC#: 801-127277

RIA

Registered Investment Advisory firm - (4/12/2024 Approved)

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Contact information

Main Address

3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(561) 323-2265

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LRI INVESTMENTS, LLC DISCLOSURE BROCHURE (8/15/2025)

Regulatory assets under management

Total Number of Accounts	1,295
AUM (Assets Under Management)	$ 1,404,038,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mogammad W. Petersen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mogammad Waeed Petersen's CRS (Customer Relationship Summary).

Certified licenses

Experience

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

Primary Firm SEC Registration

LRI INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2020

Series 63

Date: 8/1/2019

SIE

Date: 1/26/2019

Series 6

Date: 1/25/2019

FINRA

Current Firm

LRI INVESTMENTS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LRI INVESTMENTS

TRUST BUT VERIFY

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