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JP

Jacob D. Pierce

WALTON RE SECURITIES
SCOTTSDALE, AZ 85258
CRD#: 6885458
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JP
Jacob Dean PierceWALTON RE SECURITIES

Professional summary

Jacob Dean Pierce, who also goes by Jake Dean Pierce, is a registered financial professional currently at WALTON RE SECURITIES, LLC located in Scottsdale, Arizona.

Jacob is registered as a RR (Registered Representative) and started their career in finance in 2017. Jacob has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jake Dean Pierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jacob Dean Pierce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 3, 2026 - Present

WALTON RE SECURITIES, LLC

Office #1: 8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
BD
CRD#: 172024
SCOTTSDALE, AZ
Past

August 24, 2022 - July 28, 2025

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

December 17, 2019 - February 5, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
SALT LAKE CITY, UT
Past

December 23, 2017 - September 9, 2019

JPMORGAN DISTRIBUTION SERVICES, INC.

BD
CRD#: 104234
COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(6/3/2026)
RR
Arizona
(6/3/2026)
RR
Hawaii
(6/3/2026)
RR
Idaho
(6/3/2026)
RR
Montana
(6/3/2026)
RR
Nevada
(6/3/2026)
RR
New Mexico
(6/3/2026)
RR
North Dakota
(6/3/2026)
RR
South Dakota
(6/3/2026)
RR
Utah
(6/3/2026)
RR
Wyoming
(6/3/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/23/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WR
WALTON RE SECURITIES, LLC
EI CAPITAL DISTRIBUTORS, LLC | WALTON RE SECURITIES, LLC | ROKA CAPITAL DISTRIBUTORS, LLC | GRT SECURITIES, LLC

CRD#: 172024 / SEC#: , 8-69494

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Mailing Address
8800 N Gainey Center Drive Suite 345, Scottsdale, AZ 85258
Phone number
(480) 586-9258
Established
Delaware since 03/05/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WALTON INTERNATIONAL GROUP (S) PTE LTD.FOREIGN ENTITY
BARENBOIM, LEONARDCCO, AML OFFICER1523181
GEORGE, KENNETH RONALDPOO/CFO/FINOP2643369
HUBBARD, KATHLEENPRESIDENT5564316

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WALTON RE SECURITIES, LLC

CRD#: 172024Scottsdale, AZ 85258

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