Colby W. Hosmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colby W Hosmer, who also goes by Colby Hosmer, Colby William Hosmer, was a registered financial professional .
Colby is a previously registered financial professional and started their career in finance in 2017. Colby had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2023 - November 8, 2024
T. ROWE PRICE ASSOCIATES, INC.
June 7, 2023 - November 8, 2024
T. ROWE PRICE INVESTMENT SERVICES, INC.
December 13, 2019 - March 15, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
April 18, 2019 - March 15, 2023
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
December 22, 2017 - April 18, 2019
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/31/2019
General Securities Representative ExaminationCurrent Firm
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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