Lindsey M. Wendler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Marie Wendler, who also goes by Lindsey Wendler Frichment Mrs., was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2018. Lindsey had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 2021 - November 9, 2023
DRESNER INVESTMENT SERVICES, INC.
July 8, 2020 - December 20, 2021
SKYSTONE SECURITIES, LLC
April 2, 2020 - June 4, 2020
AVALON SECURITIES, LTD.
September 24, 2018 - February 7, 2020
DCF, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DRESNER INVESTMENT SERVICES, INC.
CRD#: 35145 / SEC#: , 8-46575
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
