JB
Joyce Barclay
PEEL HUNT
London, EC2M 2AT
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CRD#: 6883701
JB
Professional summary
Joyce Barclay is a registered financial professional currently at PEEL HUNT INC. .
Joyce is registered as a RR (Registered Representative) and started their career in finance in 2022. Joyce has worked at 1 firm and has passed the Series 16 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Joyce Barclay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2022 - Present
PEEL HUNT INC.
Office #1: 7th Floor 100 Liverpool Street, London, EC2M 2ATOffice #2: 7th Floor 100 Liverpool Street, London, EC2M 2ATBD
CRD#: 157321
London,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PH
PEEL HUNT INC.
PEEL HUNT INC.
CRD#: 157321 / SEC#: , 8-68845
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Mailing Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Phone number
4420 7418-8900
Established
Delaware since 03/04/2011
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (2 States and Territories)
Documents
Red Flags
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