DW
David E. Wilson
CETERA INVESTMENT ADVISERS LLC
SPARTANBURG, SC 29306
Some features on this profile are disabled
CRD#: 6883651
DW
Professional summary
David Elliott Wilson, who also goes by David E Wilson, David Wilson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spartanburg, South Carolina and CETERA WEALTH SERVICES, LLC located in Spartanburg, South Carolina.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. David has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David E Wilson | David Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SUMMIT WEALTH MANAGEMENT, LLC POSITION: Sole Member NATURE: This entity will be used as the marketing entity related to the Avantax financial services business. I will use this entity to record all financial services business. The services to be provided include financial planning, retirement planning, estate planning, investment planning, and tax planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 05/24/2023 ADDRESS: 109 Southport Rd., Spartanburg SC 29306, United States DESCRIPTION: Provide financial advisory services to clients. Engage with clients to help determine and advise suitable financial direction. Provide tax advise, retirement planning solutions, and estate planning solutions to clients. LEE, MACBAY, HAMILTON & ASSOCIATES, LLC POSITION: Associate NATURE: We are a public accounting firm providing accounting, tax, and payroll services. We serve individual, partnership, corporate, and nonprofit clients. INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 08/01/2017 ADDRESS: 109 Southport Rd., Spartanburg SC 29306, United States DESCRIPTION: I am a partner in the firm and I am responsible for the ongoing operation of the firm. I am active in all services provided including tax preparation and review, payroll management and review, financial statement preparation and review, and IT compliance and review. We have a total of 8 employees. I am active in the normal Human Resources management responsibilities of the firm. SOUTHPORT RD. ASSOCIATES, LLC POSITION: Member NATURE: This entity holds the building that the CPA firm operates from. Our CPA firm rents the building from Southport Rd. Associates, LLC. There are only two members of the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/03/2023 ADDRESS: 109 Southport Rd, Spartanburg SC 29306, United States DESCRIPTION: Manage rental of office building to our CPA firm. The CPA firm rents the building from Southport Rd. Associates, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view David Elliott Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 109 Southport Rd, Spartanburg, SC 29306RIA
CRD#: 105644
SPARTANBURG, SC
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 109 Southport Rd, Spartanburg, SC 29306BD
CRD#: 13572
Spartanburg, SC
Past
October 3, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Spartanburg, SC
Past
October 3, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Spartanburg, SC
Past
February 16, 2022 - October 11, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Spartanburg,, SC
Past
February 16, 2022 - October 11, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Spartanburg, SC
Past
July 8, 2019 - February 21, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Spartanburg, SC
Past
November 12, 2018 - February 21, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Spartanburg, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(9/5/2025)
RR
South Carolina(9/5/2025)
IAR
South Carolina(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
