Dean A. Barda

APPLE & ASSOCIATES

Bend, OR

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CRD#: 6883601

Professional summary

Dean Avraham Barda, CFP®, who also goes by Dean Barda, is a registered financial advisor currently at APPLE & ASSOCIATES located in Bend, Oregon.

Dean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Dean has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dean Barda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Asset Marketing Systems Insurance Services, LLC; 15050 Avenue of Science, Ste. 100 San Diego, CA 92128; insurance sales agent; 08/2018; non-investment related; less than 1 hour/month, potentially during trading hours; Insurance sales. Plan Your Life Out, Inc., not Investment Related, 5015 Madison Ave. Suite A -Unit #A192 Sacramento, CA 95841, Direct to consumer financial planning software, CEO, since 03/2023, 30 hrs / month, Operational management and strategic guidance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Avraham Barda's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

August 14, 2018 - Present

APPLE & ASSOCIATES

RIA

CRD#: 126849

Bend, OR

Past

February 2, 2018 - August 13, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

SACRAMENTO, CA

Past

December 9, 2017 - August 13, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

SACRAMENTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/14/2018)

IAR

Oregon
(2/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/13/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2017

General Securities Representative Examination

Current Firm

APPLE & ASSOCIATES

APPLE & ASSOCIATES | APPLE INVESTMENTS

CRD#: 126849 / SEC#: 801-134872

California

Registered Investment Advisory firm - (5/1/2012 Approved)

Idaho

Registered Investment Advisory firm - (2/19/2020 Approved)

Louisiana

Registered Investment Advisory firm - (11/6/2023 Terminated)

Oregon

Registered Investment Advisory firm - (2/20/2024 Approved)

Texas

Registered Investment Advisory firm - (8/18/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

565 Brunswick Road, Suite 8, Grass Valley, CA 95945

Mailing Address

Phone number

(530) 272-1346

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (11/10/2025)

Regulatory assets under management

Total Number of Accounts	538
AUM (Assets Under Management)	$ 138,077,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dean A. Barda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dean Avraham Barda's CRS (Customer Relationship Summary).

Certified licenses

Experience

APPLE & ASSOCIATES

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2018

SIE

Date: 8/13/2018

Series 7

Date: 12/8/2017

Current Firm

APPLE & ASSOCIATES

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPLE & ASSOCIATES

TRUST BUT VERIFY

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