Charlie Elamparo

REALTA INVESTMENT ADVISORS,

SAN DIEGO, CA

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CRD#: 6882940

Professional summary

Charlie Elamparo is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in San Diego, California and REALTA EQUITIES, INC. located in Wilmington, Delaware.

Charlie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Charlie has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REALTA INVESTMENT ADIVOSRS, INC.; WILMINGTON, DE; START: 2/2024; INVESTMENT ADVISOR REPRESENTATIVE; HTTPS://REALTAWEALTH.COM; INVESTMENT ADVISORY BUSINESS/PART OF ROLE AS A SUPERVISOR; ADVISORY FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlie Elamparo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2024 - Present

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

SAN DIEGO, CA

Current

January 23, 2024 - Present

REALTA EQUITIES, INC.

Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801

CRD#: 23769

WILMINGTON, DE

Past

January 6, 2022 - January 31, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN DIEGO, CA

Past

April 21, 2021 - January 31, 2024

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/22/2025)

Alaska
(1/22/2025)

Arizona
(1/22/2025)

Arkansas
(1/22/2025)

California
(1/23/2024)

IAR

California
(2/14/2024)

Colorado
(1/22/2025)

Connecticut
(1/22/2025)

Delaware
(1/30/2025)

District of Columbia
(1/22/2025)

Florida
(1/22/2025)

Georgia
(1/22/2025)

Hawaii
(1/22/2025)

Idaho
(1/22/2025)

Illinois
(1/22/2025)

Indiana
(1/22/2025)

Iowa
(1/22/2025)

Kansas
(1/22/2025)

Kentucky
(1/22/2025)

Louisiana
(1/22/2025)

Maine
(1/22/2025)

Maryland
(1/22/2025)

Massachusetts
(1/22/2025)

Michigan
(1/22/2025)

Minnesota
(1/22/2025)

Mississippi
(1/22/2025)

Missouri
(1/22/2025)

Montana
(1/22/2025)

Nebraska
(1/22/2025)

Nevada
(1/22/2025)

New Hampshire
(1/22/2025)

New Jersey
(1/22/2025)

New Mexico
(1/22/2025)

New York
(1/22/2025)

North Carolina
(1/22/2025)

North Dakota
(1/22/2025)

Ohio
(1/24/2025)

Oklahoma
(1/22/2025)

Oregon
(1/22/2025)

Pennsylvania
(1/22/2025)

Rhode Island
(1/22/2025)

South Carolina
(1/22/2025)

South Dakota
(1/22/2025)

Tennessee
(1/22/2025)

Texas
(1/22/2025)

Utah
(1/22/2025)

Vermont
(1/22/2025)

Virginia
(1/22/2025)

Washington
(1/22/2025)

West Virginia
(1/22/2025)

Wisconsin
(1/22/2025)

Wyoming
(1/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/4/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/21/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/5/2020

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 4

Date: 7/12/2024

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/13/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

CRD#: 134952 / SEC#: 801-68000

RIA

Registered Investment Advisory firm - (6/6/2007 Approved)

New Jersey

Registered Investment Advisory firm - (6/11/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/27/2007 Terminated)

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Contact information

Main Address

1201 N. Orange Street Suite 729, Wilmington, DE 19801

Mailing Address

Phone number

(888) 657-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE 3.21.2025 (3/31/2025)

ADV II 3.21.2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,958
AUM (Assets Under Management)	$ 343,465,487

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charlie Elamparo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charlie Elamparo's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

REALTA INVESTMENT ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/4/2022

Series 7TO

Date: 4/21/2021

SIE

Date: 3/5/2020

Series 4

Date: 7/12/2024

Series 24

Date: 9/13/2021

FINRA

Current Firm

REALTA INVESTMENT ADVISORS, INC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REALTA INVESTMENT ADVISORS, INC

TRUST BUT VERIFY

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