Eirik Nordgaard
Professional Summary
Eirik Nordgaard is a registered financial advisor currently at SPRINKLEBROKERAGE, INC. located in San Diego, California. Eirik is registered as a RR (Registered Representative) and started their career in finance in 2018. Eirik has worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 28 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SPRINKLEBROKERAGE, INC.
Contact Information
Main Address
1968 Rowan St, San Diego, CA 92105Mailing Address
1968 Rowan St, San Diego, CA 92105Phone Number
(800) 331-7581Established
Delaware since 07/05/2016Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (21 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Nov 2018About the Series 28 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eirik Nordgaard's CRS (Customer Relationship Summary).
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