William Ruby
Professional summary
William Ruby, who also goes by William Ruby III, William Ruby, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois and ROBINHOOD SECURITIES, LLC located in Chicago, Illinois.
William is registered as a RR (Registered Representative) and started their career in finance in 2018. William has worked at 3 firms and has passed the Series 63, Series 34, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Ruby's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2021 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606December 4, 2024 - Present
ROBINHOOD SECURITIES, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606January 2, 2018 - June 2, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
Exams
FINRA
Current Firm
ROBINHOOD SECURITIES, LLC
CRD#: 287900 / SEC#: , 8-69916
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | MEMBER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND FINOP | 3103432 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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