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YZ

Yuxun Zhou

JUMP EXECUTION
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 6880844
YZ

Professional summary

Yuxun Zhou is a registered financial professional currently at JUMP EXECUTION, LLC located in Chicago, Illinois.

Yuxun is registered as a RR (Registered Representative) and started their career in finance in 2018. Yuxun has worked at 3 firms and has passed the SIE and Series 57 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yuxun Zhou's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 9, 2022 - Present

JUMP EXECUTION, LLC

Office #1: 600 West Chicago Avenue, Suite 600, Chicago, IL 60654
BD
CRD#: 313060
Chicago, IL
Past

January 17, 2022 - December 4, 2023

JUMP TRADING, LLC

BD
CRD#: 106124
CHICAGO, IL
Past

July 20, 2018 - July 8, 2020

CITADEL SECURITIES LLC

BD
CRD#: 116797
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 7/20/2018
Securities Trader Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

JE
JUMP EXECUTION, LLC
JUMP EXECUTION, LLC | JUMP LIQUIDITY

CRD#: 313060 / SEC#: , 8-70668

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Mailing Address
600 West Chicago Avenue, Suite 600, Chicago, IL 60654
Phone number
(312) 205-8900
Established
Delaware since 07/02/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
OSBORN, KEVIN PATRICKCHIEF EXECUTIVE OFFICER5478696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JUMP EXECUTION, LLC

CRD#: 313060Chicago, IL 60654

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